Impact of Data Protection on the Senior Managers & Certification Regime (SM&CR)
How does Data Protection affect the recruitment process?
GDPR – one year on
GDPR has now been in place for a year - how is it going?
FCA focus for 2019/20
The FCA has given a clear idea of where it will focus attention in the coming year.
Fund suspension
Following the recent Woodford fund suspension, we consider the regulatory requirements.
Pension Transfer Specialist Status