BREXIT and passporting
Firms that wish to operate in the EU/EEA after BREXIT need to take action.
Lasting Power of Attorney and DFM investment
LPA may constrain the use of a DFM solution.
Fair treatment of vulnerable clients
The FCA is consulting on proposed guidance to firms in dealing with vulnerable clients.
FCA video guide to pension transfer advice for consumers
Although aimed at consumers, firms involved in transfer advice would do well to view the video.
Principals and Appointed Representatives – two tier client protection?