SM&CR training
During a recent workshop, the FCA commented on SM&CR training. They do not believe that some e-learning or short generic […]
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Compliance
FOS limit changes
On 1 April 2019, the FCA increased the Financial Ombudsman Service’s award limit from £150,000 to £350,000. This applies to […]
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Compliance
COVID-19 and vulnerable customers
Some readers might remember that the FCA issued a guidance consultation paper in July 2019, GC19/3 – Guidance for firms on […]
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Compliance
FCA Business Plan – 2020/21
The FCA has published its Business Plan for 2020/21.
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Compliance
Appointed Representatives and the FCA Directory
A reminder that ARs should be included as Directory Persons.
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Compliance
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SM&CR training