SM&CR training

SM&CR training

During a recent workshop, the FCA commented on SM&CR training.  They do not believe that some e-learning or short generic […]
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Compliance
FOS limit changes

FOS limit changes

On 1 April 2019, the FCA increased the Financial Ombudsman Service’s award limit from £150,000 to £350,000. This applies to […]
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Compliance
COVID-19 and vulnerable customers

COVID-19 and vulnerable customers

Some readers might remember that the FCA issued a guidance consultation paper in July 2019, GC19/3 – Guidance for firms on […]
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Compliance
FCA Business Plan – 2020/21

FCA Business Plan – 2020/21

The FCA has published its Business Plan for 2020/21.
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Compliance
Appointed Representatives and the FCA Directory

Appointed Representatives and the FCA Directory

A reminder that ARs should be included as Directory Persons.
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Compliance
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