FCA DB Transfer ‘Advice Checker’

FCA DB Transfer ‘Advice Checker’

The FCA has published guidance for consumers wanting to check if the advice they received to transfer out of a […]
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Compliance
COVID 19 – Pension Guide

COVID 19 – Pension Guide

The FCA has partnered with other regulators to create a guide for consumers.
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Compliance
Continuing Professional Development (CPD) carry over

Continuing Professional Development (CPD) carry over

It may be possible to carry some CPD over from the current year.
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Compliance
Call recording issues

Call recording issues

The FCA has issued a statement in respect of firms' call recording obligations during the COVID-19 emergency.
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Compliance
Scam email

Scam email

An email being received by firms, purporting to be from the FCA, is a scam.
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Compliance
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