Policy Statement PS 20/06

Policy Statement PS 20/06

On 5 June, the FCA published the long awaited policy statement following its consultation from 2019, CP 19/25. The policy […]
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Compliance
Complaints considered by a court

Complaints considered by a court

Can the FOS consider complaints after they have been through the legal system?
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Compliance
Outsourcing to cloud and other IT service providers

Outsourcing to cloud and other IT service providers

Existing FCA guidance continues to apply rather than new EU guidelines.
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Compliance
PS20/06 – part four: Just one more thing?

PS20/06 – part four: Just one more thing?

This policy statement covers far more than the ban on contingent charging for transfer advice.
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PS20/06 – part three: Workplace pensions

PS20/06 – part three: Workplace pensions

This article looks at the requirement to consider the client's workplace pension as a target for any pension transfer.
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