Updated FS Register
The FCA will be replacing its existing Financial Services Register with an enhanced Financial Services Register on 27 July.
Professional Indemnity Insurance
A reminder that firms having adequate PI cover is an area of focus for the FCA.
Investment pathways rules deferred
The effective date of the new rules on investment pathways has been deferred.
PS20/06 – part two
The second part of our series covering the implications of PS20/06. This time ... Abridged Advice.
Complaints return – a reminder