Guidance – Fair Treatment of Vulnerable Customers
The FCA has issued a second guidance consultation relating to vulnerable customers.
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Compliance
US Privacy Shield does not protect privacy – ECJ
The EU/US Privacy Shield agreement has been struck down by the ECJ.
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Compliance
Obligation to provide a suitability report to non-UK residents
Do you have to provide a suitability report for clients that are not UK citizens?
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Compliance
PS20/06 – part five: and finally!
In this final article of the series, we cover the remaining items from PS20/06.
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Compliance
Evolution of the FCA’s view of suitability
How the FCA's assessments of suitability have developed.
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Compliance
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Guidance – Fair Treatment of Vulnerable Customers