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It will be a surprise to few in our industry that those firms involved in defined benefit pension transfer business […]
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Compliance
PS21_5 General Insurance Pricing Practices Market Study
Following a series of market studies and guidance papers, that can all be accessed here; the FCA issued a policy […]
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Compliance
FCA expectations – temporary long term absence
Following consultation in CP20/23, which was published in December 2020, the FCA has made changes to the Handbook. […]
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Compliance
Extension of Annual Financial Crime Reporting Obligations
Policy Statement PS21/4 summarises the FCA’s proposals to increase the number of firms (by circa 4500) who need to submit […]
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Compliance
FG 21/3 – charging for DB transfer advice
Everyone involved with defined benefit pension transfer advice should by now be very aware that contingent charging is banned for […]
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Back to basics