Papers galore!
It has been a busy month for papers and publications at the FCA. These include: New […]
FG21/4: Guidance for insolvency practitioners on how to approach regulated firms
Following consultation in GC 20/05, the FCA has published finalised non-handbook guidance for insolvency practitioners (IPs) on how to approach […]
FG21/3 – Appropriate Pension Transfer Analysis (APTA)
COBS 19.1.2 states … “To prepare an appropriate transfer analysis a firm must: (1) assess the benefits likely to […]
FCA survey – Credit broking
The FCA continues to keep busy with yet another survey being announced. We have received the following notification from the […]
Change of legal status