FCA Covid-19 Impact Survey
We have received the information below from the FCA. “Many of you will be aware that we issued […]
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Compliance
IFPR and Remuneration Policy
The new UK Investment Firms Prudential Regime (“IFPR”) came into force on 1 January 2022 and applies to UK investment […]
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Compliance
IFPR – are you ready?
The Investment Firms Prudential Regime (IFPR) represents a significant upheaval to the rules around prudential requirements for “FCA investment firms”. […]
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Compliance
Advising non-UK clients
Despite the fact that the UK ceased to be a member of the EU/EEA almost a year ago, we are […]
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Compliance
DP 21/5 – Compensation Framework Review
The Financial Services Compensation Scheme (FSCS) is the UK’s statutory ‘fund of last resort’ for customers of authorised financial services […]
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Compliance
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FCA Covid-19 Impact Survey