SM&CR regulatory references

SM&CR regulatory references

Regulatory references are central to the Senior Managers & Certification Regime (SM&CR). They help firms make informed decisions about the […]
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Compliance
Strengthening Financial Promotions Rules

Strengthening Financial Promotions Rules

The riveting read that is the FCA’s 2021/22 Business Plan sets out their consumer priorities for the year ahead. One of these […]
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Compliance
FCA COVID survey – tranche 2 dates

FCA COVID survey – tranche 2 dates

We have received details of the latest COVID survey from the FCA. See below for Tranche 2 dates.     […]
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Compliance
General Insurance Pricing Rules – Compliance with ICOBS 6B Attestation

General Insurance Pricing Rules – Compliance with ICOBS 6B Attestation

The FCA is requesting that firms who have general insurance permissions (and premium finance providers), complete an online survey in […]
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Compliance
FCA fee changes

FCA fee changes

The FCA has advised upcoming changes to authorisation application fees as follows:     “On 24 January we’ll be simplifying […]
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