Consumer Duty – FCA information and help
The FCA has added to its published information relating to Consumer Duty to help firms with implementation. The […]
Financial Resilience Survey
The FCA has issued the following information. We have published a Consultation Paper with proposals to replace the […]
Ask a silly question …
A common feature of many file checks is missing or unclear client information. Missing information is generally due […]
Consumer Duty starts to take hold
Consumer Duty rules will take full effect from 31 July 2023. However, it is starting to show its face already. […]
Reminder for firms: Appointed Representatives (ARs) – Data Request