GI – value measures
We have received the following from the FCA. We want to draw attention to a new FCA publication; […]
What’s in a name?
Having recently seen examples of firms registering trading names in the wrong circumstances and/or using them in a way which […]
Consumer Duty is Dead, long live Consumer Duty
Déjà vu? Did you watch the FCA Consumer Duty (CD) webinars? Somewhat belated perhaps and certainly no Oscar nominations arising, […]
FCA RegData guidance
As previously advised, the FCA has now replaced Gabriel with RegData as the new data collection platform for gathering regulatory […]
10% Portfolio Drop Rule – dropped!