Adviser fees by instalments – a timely reminder
An option that could be of benefit to some clients.
RMAR – some useful reminders
Are you completing your RMAR correctly?
FCA publishes a useful 10 minute Financial Crime webcast for consumer credit firms
Does your firm have sufficiently robust systems and controls, policies and procedures and governance in place to mitigate financial crime?
PRIIPs disclosure rules delayed until January 2018
New disclosure rules that were intended to take effect from January 2017 have been put back one year.
FCA Live and Local – Doncaster, Leeds, York and Harrogate