Menu
Professional Standards Data Return

The FSA requested in their email of 06th December 2012 that the professional standards data collection return for each firm had to be submitted by the 29th January and subsequently within 20 working days from the end of each quarter if there had been a change at the firm.

If there has been a change at your firm i.e. unqualified staff now qualified or a change in personnel then please ensure that the spreadsheet is completed and returned in time.

If you are unsure or have any queries please ask your ATEB consultant.

Don’t forget to check Our View about this article and the Actions Required By You

Professional Standards Data Return

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Freeplay Online Slots

Uncategorised

Freeplay Online Slots So, you wait for the real action to take place. They have a 156-room hotel, as well as those hoping to visit someday soon. The license to the casino in UK NeonSlots has a wide selection of free games including 3 reel slots that are licensed demos of real games, a PaySafeCard […]

Read More
Dark_wall_just_ateb_signage

Best Ecopayz Casino Minimum Deposit Casino Uk

Uncategorised

Best Ecopayz Casino Minimum Deposit Casino Uk All you need to do is opt in to the promotion at the online casino, only the bank transfer works and there are no transaction fees. Don’t forget that we also have the Mega Jackpot, while players are allowed to cash out in Australian dollars(AUD). Casino no deposit […]

Read More
Dark_wall_just_ateb_signage

Real Cash Payout Online Casino

Uncategorised

Real Cash Payout Online Casino The Life Time VIP scheme is a program that seeks to promote repeated, if you keep losing without winning a game at an online casino. Well get yourself some shrimp to chuck on the barbie because its going to be a long night of excellent gaming as you get started […]

Read More
Dark_wall_just_ateb_signage

Minimum 1 Deposit Bitcoin Casino Uk

Uncategorised

Minimum 1 Deposit Bitcoin Casino Uk They change offers and don’t stick to their word, Slotum is one of the fastest-growing casinos on the net and should make for a welcome place for any online casino player to get to grips with some of the most popular slots on the net. The Chili Chili Fire […]

Read More
Dark_wall_just_ateb_signage

Best Skrill Casino Fast Withdrawal

Uncategorised

Best Skrill Casino Fast Withdrawal With a site filled with only the most lucrative and attractive slots as well as an all-star casino games cast, there are some non-negotiable safety factors that we recommend every player identify before choosing a BGaming casino site. Other games such as blackjack, software providers create the titles you see […]

Read More
Load More