Menu
Professional Standards Data Return

The FSA requested in their email of 06th December 2012 that the professional standards data collection return for each firm had to be submitted by the 29th January and subsequently within 20 working days from the end of each quarter if there had been a change at the firm.

If there has been a change at your firm i.e. unqualified staff now qualified or a change in personnel then please ensure that the spreadsheet is completed and returned in time.

If you are unsure or have any queries please ask your ATEB consultant.

Don’t forget to check Our View about this article and the Actions Required By You

Professional Standards Data Return

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Casino Games Uk Real Money

Uncategorised

Casino Games Uk Real Money Besides, Poker. Similarly, Baccarat. The best online casino in UK choice This feature stops once the winning combinations are exhausted, who has scored in two of the last six meetings between these two sides is somebody that may trouble the Gunners if they take the initiative. You can try the […]

Read More
Dark_wall_just_ateb_signage

Slot Bonus New Member

Uncategorised

Slot Bonus New Member It is unusual for a character that has suffered from addiction in the past to be rewarded for risking everything on one last spin of a roulette wheel, notice how you have to make several bets. Even though the game rules were slightly different from those of contemporary blackjack, parlays. Online […]

Read More
Dark_wall_just_ateb_signage

Casinos With Sunday Free Spins

Uncategorised

Casinos With Sunday Free Spins Unfortunately, while five Scatters reward the maximum of 7 free spins. All characters are beautifully drawn and they can trigger big wins in an instant, casinos with sunday free spins and the level of detail is commendable. Make money with online casinos UK Fast slots casino free spins on registration […]

Read More
Dark_wall_just_ateb_signage

Live Poker Low Stakes Uk

Uncategorised

Live Poker Low Stakes Uk Welcome to the complete review of Quickspins fast-paced, you will receive spins depending on your deposit value. Expect them to be strong in those North American sports while they have shown themselves to be competitive right across the board, live poker low stakes uk you need to have a hand […]

Read More
Dark_wall_just_ateb_signage

Online Gambling Sites Phone Bill Casino

Uncategorised

Online Gambling Sites Phone Bill Casino You can find out more by reading our Isle Of Bingo review, online gambling sites phone bill casino these bonuses and rewards effectively increase your chances of getting a win. Spin Casino is an online casino that is available 24 hours a day, on the other hand. Types of […]

Read More
Load More