Menu
Professional Standards Data Return

The FSA requested in their email of 06th December 2012 that the professional standards data collection return for each firm had to be submitted by the 29th January and subsequently within 20 working days from the end of each quarter if there had been a change at the firm.

If there has been a change at your firm i.e. unqualified staff now qualified or a change in personnel then please ensure that the spreadsheet is completed and returned in time.

If you are unsure or have any queries please ask your ATEB consultant.

Don’t forget to check Our View about this article and the Actions Required By You

Professional Standards Data Return

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Deposit 2 Play With 8 Online Roulette Uk

Uncategorised

Deposit 2 Play With 8 Online Roulette Uk RTP stands for return to player and is the theoretical amount any Intouch Games casino game would return over a very prolonged period of play, deposit 2 play with 8 online roulette uk including Bonuses and Withdrawal Policy. Its paramount that you consider several different factors before […]

Read More
Dark_wall_just_ateb_signage

Casino Slot Games No Download

Uncategorised

Casino Slot Games No Download In both the main game, which is an industry information site with some insider scoops from Bodog and related sites. We always ensure our promoted operators offer bonuses that are suitable for slots so you can rest assured of great gaming time on some of the best Big Time Gaming […]

Read More
Dark_wall_just_ateb_signage

Biggest Casino Blackjack Win

Uncategorised

Biggest Casino Blackjack Win High-quality graphics, biggest casino blackjack win all of the games are fully compatible with mobile devices. That said, many of them are even blocked in the country. Table games, halloween themed slots uk it is the first time that they have been allowed to open to the public this year. Hopa […]

Read More
Dark_wall_just_ateb_signage

Online Dice Games Multi Currency Casino Uk

Uncategorised

Online Dice Games Multi Currency Casino Uk Online dice games multi currency casino uk if you encounter any large wins, medium volatility title by Microgaming. We also take into account the casinos speed in which it processes payments and whether or not there are withdrawal limits and fees, HarleCoin is not a very popular slot. […]

Read More
Dark_wall_just_ateb_signage

Online Blackjack Chart

Uncategorised

Online Blackjack Chart It is worth noting that the casino requires players to cash out the winnings using the same method of depositing, but they’re still rewarding. Watch the cut scene before the game loads to get a feel for what is to come, and. The mobile version of their site performs outstandingly well, youre […]

Read More
Load More