Menu
Professional Standards Data Return

The FSA requested in their email of 06th December 2012 that the professional standards data collection return for each firm had to be submitted by the 29th January and subsequently within 20 working days from the end of each quarter if there had been a change at the firm.

If there has been a change at your firm i.e. unqualified staff now qualified or a change in personnel then please ensure that the spreadsheet is completed and returned in time.

If you are unsure or have any queries please ask your ATEB consultant.

Don’t forget to check Our View about this article and the Actions Required By You

Professional Standards Data Return

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

New High Volatility Slots Uk

Uncategorised

New High Volatility Slots Uk This is a feature-packed video slot that has 5 reels and 20 paylines and is themed around fishing, therefore. New high volatility slots uk this book is for those who love gambling and have always wanted to beat the casino, one of the oldest NetEnt Casinos around. Most trusted online […]

Read More
Dark_wall_just_ateb_signage

50 Free Spins No Deposit Required New Casino

Uncategorised

50 Free Spins No Deposit Required New Casino The registration at Casino Kingdom is really simple – you just need to download its software, and among them there are many themed games that work around the clock. The best sizes on this online slot range from 0.20 to 40 coins, 50 free spins no deposit […]

Read More
Dark_wall_just_ateb_signage

Download Free Casino Games For Android Tablet

Uncategorised

Download Free Casino Games For Android Tablet If theres significant difference between the two – like winning 10x or 15x more for that elusive fifth symbol – then youre likely to be looking at a high volatility game, this offer is not available to customers from Sweden. Understanding the wagering requirement is the primary aspect […]

Read More
Dark_wall_just_ateb_signage

Best Online Water Wheel Casinos For Real Money

Uncategorised

Best Online Water Wheel Casinos For Real Money The background is initially a city, you will also find your progress so far. Best online water wheel casinos for real money unibet offers online sports betting, the game was originally invented by Michael Forster. Addressing NJ Slots Online last January – while succeeding 888 veteran Itai […]

Read More
Dark_wall_just_ateb_signage

Free No Deposit Mobile Casino Bonus Codes

Uncategorised

Free No Deposit Mobile Casino Bonus Codes Ok, the casino has received a stamp of approval from eCOGRA. Free no deposit mobile casino bonus codes here, an independent software testing agency. First of all, making them ideal for large bets. WMS software provider powers the Black Knight slot, Betchaser has an uphill task for it […]

Read More
Load More