FCA – Update on SMR and CF (AR) applications
Approvals are currently taking longer than normal.

We have some exciting news on the latest upgrade to ATEB Suitability on 9 April 2025. This update comes at no additional cost and provides a new addition to our content integration library. We have partnered with Pacific Asset Management to provide our customer firms with access to the following: A description of their service [...]
Alistair MacDougall Compliance 2019, 2020, FCA, Pension, Pension Transfer, SM&CR, Update
Approvals are currently taking longer than normal.
Alistair MacDougall Compliance COVID-19, FCA, Gabriel
For information.
Alistair MacDougall Compliance 2018, 2021, Data Protection Act, FCA, GDPR, Pension, PI
It is 2021 and changes are afoot …
Alistair MacDougall Compliance 2020, Pension, Pension Transfer
Our webinars are available without charge for a limited period.
Alistair MacDougall Compliance 2020, FCA, Update
Coronavirus updates to be aware of …
Alistair MacDougall Compliance 2020, COVID-19, FCA, ML, SM&CR, Update
Updates to be aware of …
Alistair MacDougall Compliance COVID-19, FCA, Gabriel, Mortgage, PI
The FCA has asked us to inform all our client firms about the upcoming Covid-19 survey. See below. “Many of you will be aware that we issued the first phase of the Covid-19 Impact Survey in June, covering around 13,000 firms across 15 Supervision portfolios (Tranche 1), and then rolled this out to a further […]
Alistair MacDougall Compliance 2020, FCA, PI
Are you aware of the changes to consumer protection?
Our new website is www.thistleinitiatives.co.uk. There will be no further posts here from ATEB Compliance. You can keep up to date with all of our usual regulatory and company updates here going forward.
FCA – Certification Regime considerations for all firms – Annual Certification
Alistair MacDougall Compliance 2019, FCA, SM&CR
Make sure you meet the SM&CR deadlines.