ATEB News – The ATEB Group News Hub

FCA – Certification Regime considerations for all firms – Annual Certification

Alistair MacDougall Compliance 2019, FCA, SM&CR

Make sure you meet the SM&CR deadlines.

13 January 2021

FCA – Update on SMR and CF (AR) applications

Alistair MacDougall Compliance 2019, 2020, FCA, Pension, Pension Transfer, SM&CR, Update

Approvals are currently taking longer than normal.

8 January 2021

Third FCA COVID survey imminent

Alistair MacDougall Compliance COVID-19, FCA, Gabriel

For information.

2021 written on a wooden background with masks.

6 January 2021

2021 New Year reminders!

Alistair MacDougall Compliance 2018, 2021, Data Protection Act, FCA, GDPR, Pension, PI

It is 2021 and changes are afoot …

6 January 2021

Free Pension Transfer Webinars

Alistair MacDougall Compliance 2020, Pension, Pension Transfer

Our webinars are available without charge for a limited period.

6 January 2021

Approved Persons Regime (APR) and coronavirus: FCA’s December 2020 update

Alistair MacDougall Compliance 2020, FCA, Update

Coronavirus updates to be aware of …

6 January 2021

SM&CR and coronavirus: FCA expectations for solo-regulated firms – December 2020 update

Alistair MacDougall Compliance 2020, COVID-19, FCA, ML, SM&CR, Update

Updates to be aware of …

4 January 2021

FCA Covid-19 Impact Survey

Alistair MacDougall Compliance COVID-19, FCA, Gabriel, Mortgage, PI

The FCA has asked us to inform all our client firms about the upcoming Covid-19 survey. See below. “Many of you will be aware that we issued the first phase of the Covid-19 Impact Survey in June, covering around 13,000 firms across 15 Supervision portfolios (Tranche 1), and then rolled this out to a further […]