mosaic

Minimum Pension Age Regulatory Change in ATEB Suitability

Minimum Pension Age Regulatory Change in ATEB Suitability

Following the release of a consultation paper on 10th February 2021 by HM Treasury, we have now added a ‘Proposed […]
Suitability
Publication of Directory Persons data

Publication of Directory Persons data

Another March reminder! Solo-regulated firms must submit their Directory Persons data via Connect by 31 March 2021. Submissions of 10 persons or […]
Compliance
The Final Countdown to Senior Managers and Certificate Regime (SM&CR)

The Final Countdown to Senior Managers and Certificate Regime (SM&CR)

March is almost here and Spring is in the air. So probably the last thing you are thinking about is […]
Compliance
FCA guidance on treating vulnerable customers fairly

FCA guidance on treating vulnerable customers fairly

We have received the following from the FCA; "On Tuesday 23 February, we published guidance for firms on the fair […]
Compliance
Increasing the normal minimum pension age

Increasing the normal minimum pension age

Consultation on increasing the NMPA to age 57 On 10 February 2021, and without much in the way of publicity, […]
Compliance
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