mosaic – ATEB News

mosaic

FCA survey – Credit broking — FCA survey – Credit broking

The FCA continues to keep busy with yet another survey being announced. We have received the following notification from the […]

DP 21/1 – strengthening financial promotion rules for high-risk investments — DP 21/1 – strengthening financial promotion rules for high-risk investments

The FCA has published a discussion paper on strengthening financial promotion rules for high-risk investments and firms approving financial promotions. […]

Financial Resilience Survey – General Insurance — Financial Resilience Survey – General Insurance

The FCA Financial Resilience team has clarified the intention behind the data requested in their survey in relation to Question […]

FCA Covid-19 survey to be repeated — FCA Covid-19 survey to be repeated

We have been advised by the FCA that they intend to issue yet another Covid-19 survey shortly. This is the […]

PS 21/4 – Extension of Annual Financial Crime Reporting — PS 21/4 – Extension of Annual Financial Crime Reporting

The FCA has confirmed in PS21/4 that it is proceeding with its previously stated intention to extend the requirement to […]