SM&CR Video
The FCA has published a video on SM&CR that you might find of interest.
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Compliance
IR35 and self-employed advisers
New IR 35 rules are effective from April 2020.
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Compliance
Pension transfers – Triage and assessing Transfer Risk
The FCA has issued new rules and guidance on these topics. Firms providing advice on pension transfers should read more.
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Compliance
FCA to review the impact of RDR and FAMR
See what we think might be covered.
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Compliance
Compliance Oversight (CF10) Obligations and Accountabilities
Obligations and Accountabilities
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Compliance
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SM&CR Video