SM&CR and Appointed Representatives
What should Principal Firms do in relation to ARs?
Register for Connect
The FCA is encouraging firms to ensure they are registered on Connect.
FCA letter to DB Transfer firms
The FCA is writing to around 1700 firms requesting that firms review their transfer advice processes and report back.
SM&CR – are you ready?
9 December is approaching fast - are you ready for SM&CR?
Transfer advice – ensuring client understanding