FCA restriction on the promotion of mini-bonds
A temporary restriction on the promotion of min-bonds is effective from January 2020, pending a wider consultation on permanent restrictions.
FCA Connect – New Requirement for firms from January 2020
From January 2020, firms will be required to submit their mandatory annual update via Connect.
Do you need discretionary permissions?
Firms need discretionary permissions to outsource to a Discretionary Investment Manager.
Pension Transfers – GMP Equalisation
The decision in the Lloyds Bank Equalisation case has difficult implications for schemes and advisers.
Top 7 risk profiling issues