Invisible advisers
Advisers no longer appear on the FS Register. What are the implications?
Fifth Money Laundering Directive (5MLD)
Changes are effective from 10 January 2020. Make sure you are implementing the rules as required.
5MLD – the Trust Registration Service scope widens
The scope of the TRS has widened under 5MLD.
Approving Financial Promotions
The FCA has issued a Dear CEO letter with further guidance regarding the approval of financial promotions.
Pension switches (and other replacement business)