Opt-out and permissions

Opt-out and permissions

A change is as good as a rest they say. So here is a compliance related article that does not […]
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Compliance
Action required for most firms

Action required for most firms

Nothing major, but take note.     The FCA has announced that it will be replacing the Financial Resilience Survey […]
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Compliance
Gig Review!

Gig Review!

Well, sort of.     OK, this is another Consumer Duty themed article but, following our  attendance at the FCA’s […]
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Compliance
Consumer Duty: It’s a matter of Principle

Consumer Duty: It’s a matter of Principle

Apologies for the Consumer Duty overload but unless you’re taking a regulatory sabbatical, this is very much a hot topic. […]
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Compliance
Consumer Duty isn’t the only thing that’s new on 31 July

Consumer Duty isn’t the only thing that’s new on 31 July

Most of the talk in the financial services industry relating to 31/7/23 focuses on Consumer Duty and for good reason, […]
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Compliance
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