RegData – Gabriel replacement
The FCA is now preparing to gradually move firms across to RegData, the new data collection platform, which replaces Gabriel.
ESG investing – new rules coming along soon
New rules around ESG investing are expected in 2021. Firms should start preparations sooner than later.
Adviser only platforms
Is it risky to recommend a client invests via an adviser only platform?
FCA framework for firms on assessing adequate financial resources
The FCA has published finalised guidance on its framework to help financial services firms ensure they have adequate financial resources and take […]
Data protection for joint parties