Considering a workplace pension in a pension transfer recommendation

Considering a workplace pension in a pension transfer recommendation

Firms involved with pension transfer business will know that there is a requirement to consider an available workplace pension (WPS) […]
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Compliance
Directory Persons: data submission deadline

Directory Persons: data submission deadline

The FCA has advised as follows. “As you will be aware, all firms with Directory Persons must have certified / […]
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Compliance
Data Protection – post BREXIT update

Data Protection – post BREXIT update

On 25 May 2018, the Data Protection Act 2018 came into force and represented the UK’s adoption of the EU’s […]
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Compliance
FOS award limit to remain unchanged

FOS award limit to remain unchanged

The FCA has made the following announcement about the FOS award limit. “When we increased the Financial Ombudsman Service’s award […]
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Compliance
10% depreciation reporting to be reviewed

10% depreciation reporting to be reviewed

The FCA has announced a review of the 10% depreciation notifications requirement. This requirement came into being with MiFIDII in […]
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Compliance
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