The Avacade saga – a summary
Most readers will be aware of the FCA’s successful legal action in what has been widely referred to as the […]
Urgent update: Covid-19 Impact Survey
We have received the following correspondence from the FCA: “On 12 August 2021, we sent the below e-mail* […]
CP21/25 – FCA consultation on new decision making powers
The FCA is consulting on moving some decision-making from its Regulatory Decisions Committee (RDC) to its Authorisations, Supervision and Enforcement Divisions. This […]
Managing conflicts of interest
There is a longstanding regulatory principle (Principle 8) that a firm must manage conflicts of interest fairly, both between itself […]
Trust Registration Service – update