Notifying breaches of the Conduct Rules
Even with all the deferrals of deadlines around implementation of the SMCR as a result of COVID, firms should now […]
Operational resilience: preparing for the switch from analogue to digital phone lines
The FCA has recently issued a reminder to firms about forthcoming changes to the UK telephone system. The […]
DB Advice – CPD correction
FT Adviser published an article on 21 September under the heading ‘How to advise on DB transfers’. We would like […]
AR applications update
Following the recent FCA changes to combined AR applications with the Approved Persons applications on 16th September, some firms who […]
What should a good pension transfer report look like?