FCA Consumer Duty – Research and Due Diligence
The FCA is consulting on ‘A New Consumer Duty’ and this is receiving considerable press coverage. The consensus of opinion […]
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Compliance
FCA data – tackling harm to consumers
The FCA has published the latest data on its work to tackle harm in the consumer investments market between April […]
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Compliance
Awareness of the new FCA rule changes of sustainability
You read it here first – probably! The FCA has finalised new rules around disclosure in relation to sustainability. […]
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Compliance
How accurate is the data your firm submits to the FCA?
The FCA set out in its Business Plan 21/22 how it is changing to improve performance and meet future challenges. […]
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Compliance
Ukraine – 10% drop reporting
The current hostilities in Ukraine have caused significant market drops and may continue to do so. Accordingly, a reminder about […]
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Compliance
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FCA Consumer Duty – Research and Due Diligence