FCA Consumer Duty – Research and Due Diligence

FCA Consumer Duty – Research and Due Diligence

The FCA is consulting on ‘A New Consumer Duty’ and this is receiving considerable press coverage. The consensus of opinion […]
Link
Compliance
FCA data – tackling harm to consumers

FCA data – tackling harm to consumers

The FCA has  published the latest data on its work to tackle harm in the consumer investments market between April […]
Link
Compliance
Awareness of the new FCA rule changes of sustainability

Awareness of the new FCA rule changes of sustainability

You read it here first – probably! The FCA has finalised new rules around disclosure in relation to sustainability.   […]
Link
Compliance
How accurate is the data your firm submits to the FCA?

How accurate is the data your firm submits to the FCA?

The FCA set out in its Business Plan 21/22 how it is changing to improve performance and meet future challenges.  […]
Link
Compliance
Ukraine – 10% drop reporting

Ukraine – 10% drop reporting

The current hostilities in Ukraine have caused significant market drops and may continue to do so. Accordingly, a reminder about […]
Link
Compliance
Load More