Finalised Guidance on Performance Management

Finalised Guidance on Performance Management

If you are involved in staff management, this is a must read
Link
Compliance
Claims Handling for SMEs

Claims Handling for SMEs

FCA concerns and best practice tips
Link
Compliance
Client Asset Sourcebook (CASS) for Investment Firms

Client Asset Sourcebook (CASS) for Investment Firms

Reminder about important changes to CASS rules for Investment Firms
Link
Compliance
FCA Finalises Further Changes to Complaints Handling Rules

FCA Finalises Further Changes to Complaints Handling Rules

The FCA is changing the way you handle and report complaints – again! 
Link
Compliance
Changes to Consumer Buy-to-Let Mortgage Rules

Changes to Consumer Buy-to-Let Mortgage Rules

Consumer Buy-to-Let Mortgage Registration Process to be introduced
Link
Compliance
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