MiFID II – Independence article 2

MiFID II – Independence article 2

MiFID II brings a new definition of independence - firms need to consider if they can meet the requirements.
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Compliance
MiFID II Disclosure Article 4 – Periodic Reporting

MiFID II Disclosure Article 4 – Periodic Reporting

Fingers crossed, no changes for ATEB clients, but best check!
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Compliance
MiFID II Disclosure Article 3 – Aggregated Costs

MiFID II Disclosure Article 3 – Aggregated Costs

New requirement to disclose costs at least annually
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Compliance
MiFID II Product Governance

MiFID II Product Governance

The FCA has published a new handbook that sets out product governance requirements for manufacturers and distribtors
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Compliance
MiFID II Disclosure article 2 – services and costs

MiFID II Disclosure article 2 – services and costs

Your disclosure documents should be reviewed for compliance with MiFID II requirements.
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Compliance
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