MiFID II – Independence article 2
MiFID II brings a new definition of independence - firms need to consider if they can meet the requirements.
Link
Compliance
MiFID II Disclosure Article 4 – Periodic Reporting
Fingers crossed, no changes for ATEB clients, but best check!
Link
Compliance
MiFID II Disclosure Article 3 – Aggregated Costs
New requirement to disclose costs at least annually
Link
Compliance
MiFID II Product Governance
The FCA has published a new handbook that sets out product governance requirements for manufacturers and distribtors
Link
Compliance
MiFID II Disclosure article 2 – services and costs
Your disclosure documents should be reviewed for compliance with MiFID II requirements.
Link
Compliance
Load More
MiFID II – Independence article 2