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post archive – compliance

Pension transfer advice – personalised charges

Pension transfer advice – personalised charges

“I’ve started so I’ll finish …”.  A well known catchphrase first coined by Magnus Magnusson, the original presenter of the […]
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Compliance
FCA Covid-19 Survey #5

FCA Covid-19 Survey #5

The FCA has advised; Many of you will be aware that we issued the first phase of the Covid-19 Impact […]
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Compliance
Qualification requirements for Pension Transfer Specialists

Qualification requirements for Pension Transfer Specialists

PS18/20 introduced rules to raise qualification levels for pension transfer specialists (PTSs) to require them to obtain the same qualification […]
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Compliance
FCA videos – Financial Promotions and Consumer Vulnerability

FCA videos – Financial Promotions and Consumer Vulnerability

Financial Promotions Case Studies The FCA has produced two short videos of the various products it regulates, and the common […]
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Compliance
GI – Pricing Practices Survey

GI – Pricing Practices Survey

The FCA will shortly be asking a sample of Insurers, Price Comparison Websites and Insurance Intermediaries to complete a short […]
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Compliance
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