The FCA continues to keep busy with yet another survey being announced. We have received the following notification from the […]
Compliance
DP 21/1 – strengthening financial promotion rules for high-risk investments
The FCA has published a discussion paper on strengthening financial promotion rules for high-risk investments and firms approving financial promotions. […]
Compliance
Financial Resilience Survey – General Insurance
The FCA Financial Resilience team has clarified the intention behind the data requested in their survey in relation to Question […]
Compliance
FCA Covid-19 survey to be repeated
We have been advised by the FCA that they intend to issue yet another Covid-19 survey shortly. This is the […]
Compliance
PS 21/4 – Extension of Annual Financial Crime Reporting
The FCA has confirmed in PS21/4 that it is proceeding with its previously stated intention to extend the requirement to […]
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FCA survey – Credit broking