Upgraded Costs and Charges Statement Template & Much More
We completed the latest upgrade to ATEB Suitability on 29th November 2020. Following the recent release of our new Xplan…
Xplan
New Xplan Data Integration & Sample Templates Added
We completed the latest upgrade to ATEB Suitability on 15th November 2020. Continuing with our commitment to developing third-party integrations…
Pension transfers – ensuring client understanding
Effective communication comprises three aspects. In walkie-talkie speak these would be ... Transmitting Receiving Understanding It is obvious that for…
New Abridged Advice Report Template & PS20/06 Rules for DB Transfer
We completed the latest upgrade to ATEB Suitability on 30th September 2020. This update brings our DB Transfer reports in…
Mortgage Credit Directive Changes
The European Mortgage Credit Directive (MCD) sees new rules apply from 21 March 2016 to firms that deal with mortgages.…
RDR Disclosure Assessment Template
Following concerns raised about firms' disclosure of charges and services post RDR, the FCA has published an assessment template to…
Positive Compliance: Episode Four
Like the previous articles in the ‘Positive Compliance’ series this article has been drawn up by collating information from various…
Positive Compliance: Episode Three
Like the previous articles in the ‘Positive Compliance’ series this article has been drawn up by collating information from various…
Positive Compliance: Episode Two
Like the previous article 'Positive Compliance: Episode One' this article focussing on Pensions Switching has been drawn up by collating…
Financial Promotions – FCA Issues Warnings
The FCA is stepping up its scrutiny on financial promotions by actively monitoring promotions and issuing warnings to firms that…