Most of the talk in the financial services industry relating to 31/7/23 focuses on Consumer Duty and for good reason,
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The FCA has announced a call for input. We’ve published a call for input on whether the thresholds
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There has been lots of political talk in recent months about the need for economic growth. Has to be a
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Many firms are now operating their own preferred investment solution – a Centralised Investment Proposition (CIP) – which they seemingly
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The FCA has published proposals for a simplified advice regime, but don’t get too excited – just yet. At
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This Consultation Paper is relevant to all FCA and PRA authorised firms and sets out the FCA and PRA proposals
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We wrote a few weeks ago about incoming changes to how firms access their FCA systems to upgrade data protection.
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We have completed the latest upgrade to ATEB Suitability on 10th November 2022. This update comes at no additional cost
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Having recently seen examples of firms registering trading names in the wrong circumstances and/or using them in a way which
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As previously advised, the FCA has now replaced Gabriel with RegData as the new data collection platform for gathering regulatory
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